Did you lose money investing in GWG Holdings Inc. L Bonds with Intervest International Equities Corporation broker Jon Vinge (CRD# 4445831)?. He has been registered with Intervest International Equities Corporation in Seattle, Washington since 2007.
Jon Vinge Customer Complaints
He has been the subject of two customer complaints in 2022, according to his CRD report:
September 2022. “Claimant(s) allege Breach of Fiduciary Duty, Suitability, misrepresentations and omissions, violation of FINRA rules and failure to supervise.” The customer is seeking $183,000 in damages and the case is currently pending. The complaint took place while he was registered with Intervest International Equities Corporation and was regarding GWG Holdings Inc. L Bonds.
June 2022. “Claimant(s) allege Breach of Fiduciary Duty, Suitability, Material misrepresentations and omitted material information, violation of FINRA rules, failure to supervise and breach of contract.” The customer is seeking $373,000 in damages and the case is currently pending. The complaint took place while he was registered with Intervest International Equities Corporation and was regarding GWG Holdings Inc. L Bonds.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Intervest International Equities Corporation may be liable for investment or other losses suffered by Jon Vinge’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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