Can I recover losses due to investments with Raymond James Financial Services, Inc. broker Jonathan Best (CRD# 2225091)? He has been registered with Raymond James Financial Services, Inc. in Henderson, Texas, since 2001.
In April 2024, “FINRA made a preliminary determination to recommend that disciplinary action be brought against Jonathan Best alleging violations of FINRA Rule 2010 in that Best effected unauthorized trades in a customer’s account; and violations of FINRA Rule 2010 in that Best submitted false attestations to FINRA member firm,” according to his BrokerCheck profile.
Jonathan Best Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2020. “Client alleges unsuitable investments and unauthorized trading.” The case was settled for $275,000. The complaint was regarding CDs and miscellaneous investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James Financial Services, Inc. may be liable for investment or other losses suffered by Jonathan Best’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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