Former Sigma Financial Corporation broker Jonna Keller (CRD# 1983864) is accused of real estate security losses. She has been registered with Osaic Wealth, Inc. in Sarasota, Florida, since 2023. Previously, he was registered with Sagepoint Financial, Inc. in Sarasota, Florida, from 2015 to 2023, and with SPC in Sarasota, Florida, from 2010 to 2015. Prior to then, he was registered with Sigma Financial Corporation in Sarasota, Florida, from 2003 to 2015.
Jonna Keller Customer Complaints
She has been the subject of two customer complaints between 2006 and 2023, according to his CRD report. The most recent complaint was regarding:
January 2024. “As per Signma’s filing, arbitration Statement of Claim alleged misrepresentation and negligence in connection with the investments purchased in 2014. Claimant further alleges the BD supervision of the claimant’s account was inadequate.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with Sigma Financial Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Sigma Financial Corporation may be liable for investment or other losses suffered by Jonna Keller’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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