Did you lose money investing with former Paulson Investment Company LLC broker Jospeh Hain (CRD# 4959092)? Hain has been registered with Noble Capital Markets, Inc. in Boca Raton, Florida since 2017. Previously, Hain was registered with Paulson Investment Company LLC in New York, New York from 2016 to 2017.
Hain has been the subject of two customer complaints in 2020, according to his CRD report:
- January 2020. “Plaintiff alleges that Mr. Hain made material misrepresentations concerning and investment in a private placement.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding direct investments and took place while Hain was registered with Paulson Investment Company, LLC.
- January 2020. “Plaintiff alleges that Mr. Hain made material misrepresentations concerning an investment in a private placement.” The customer is seeking $200,000 in damages and the case is currently pending. The complaint was regarding direct investments and took place while Hain was registered with Paulson Investment Company, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Paulson Investment Company LLC may be liable for investment or other losses suffered by Hain’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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