Erez Law is currently investigating Equitable Advisors, LLC broker Karl Fisher (CRD# 2687222) regarding alternative investment losses. He has been registered with Equitable Advisors, LLC in Boulder, Colorado, since 1995.
Karl Fisher Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2024. “Claimant alleges RR Fisher recommended alternative investments that were unsuitable for Claimant and made misrepresentations in connection therewith.” The case is currently pending. The complaint was regarding alternative investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Equitable Advisors, LLC may be liable for investment or other losses suffered by Karl Fisher’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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