Centaurus Financial, Inc. broker Kelley Slaught (CRD# 1126586) faces accusations of unsuitable investment recommendations. She has been registered with Centaurus Financial, Inc. in Santa Barbara, California, since 2012.
Kelley Slaught Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
March 2024. “The customer alleges that in April of 2019, the Registered Representative recommended an unsuitable, high-risk, illiquid investment, and breached her fiduciary duty.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding corporate debt losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Kelley Slaught’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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