There are options for clients who lost money due to recommendations by MML Investors Services, LLC broker Kevin Gutwein (CRD# 2904262). He has been registered with MML Investors Services, LLC in Indianapolis, Indiana, since 2011.
Kevin Gutwein Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “The complainants allege that their Whole Life Policies, that were issued on/or about July 7, 2022, and the Alternative Investment/Limited Partnership they invested in, in/and around December 2022, were both unsuitable recommendations.” The customer is seeking $350,000 in damages, and the case is currently pending. The complaint was regarding direct investments and insurance losses, and it took place while he was registered with MML Investors Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, MML Investors Services, LLC may be liable for investment or other losses suffered by Kevin Gutwein’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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