TD Ameritrade Investment Management, LLC broker Kyle Kirkham (CRD# 5221648) faces a customer complaint regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in El Cajon, California, since August 2024. He was registered with Charles Schwab & Co., Inc. in La Jolla, California, from 2019 to 2024, Charles Schwab & Co., Inc. in La Jolla, California, and with TD Ameritrade Investment Management, LLC in San Diego, California, from 2013 to 2019.
Kyle Kirkham Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
=
February 2024. “The client alleges in January 2018 the representative’s recommendation of using Portfolio Margin and changes to client’s trading strategies were unsuitable and mispresented material risks.” The customer is seeking $9,000,000 in damages, and the case is currently pending. The complaint was regarding options and common and preferred stock losses, and it took place while he was registered with TD Ameritrade Investment Management, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, TD Ameritrade Investment Management, LLC may be liable for investment or other losses suffered by Kyle Kirkham’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
