Investment Loss Options for Clients of Stifel, Nicolaus & Company, Incorporated Broker Lawrence Feldmesser

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Stifel, Nicolaus & Company, Incorporated broker Lawrence Feldmesser (CRD# 1848547) customers were the victims of investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Washington, DC, since 2008.

Lawrence Feldmesser Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

August 2024. “Claimants allege negligence, negligent misrepresentation, and violation of Wisconsin’s Uniform Securities Law.” The customer is seeking $189,844 in damages, and the case is currently pending. The complaint was regarding certificate of deposit (CD) losses.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stifel, Nicolaus & Company, Incorporated may be liable for investment or other losses suffered by Lawrence Feldmesser’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.