Erez Law is currently investigating Western International Securities, Inc. broker Marc Tucker (CRD# 1907281) regarding options investment losses. He has been registered with Western International Securities, Inc. in Woodland Hills, California since 2017.
Marc Tucker Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2022. “Failure to Supervise.” The customer sought $16,440,221 in damages and the case was settled for $2,760,000. The complaint was regarding options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Marc Tucker’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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