Were you the victim of Morgan Stanley broker Marci Coots (CRD# 5584723) regarding stock losses? She has been registered with Morgan Stanley in Louisville, Kentucky, since 2020. She was registered with IFP Securities, LLC in Louisville, Kentucky, from 2019 to 2020, Independent Financial Partners in Louisville, Kentucky, from 2019 to 2020, LPL Financial LLC in Louisville, Kentucky, from 2018 to 2019, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Louisville, Kentucky, from 2011 to 2017.
Marci Coots Customer Complaints
She has been the subject of one customer complaint in 2023, according to her CRD report:
December 2023. “Client alleges, inter alia, that they did not authorize the sale of certain securities in their accounts at the end of 2022.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks and directed fee-based accounts.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Marci Coots’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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