Wealth Advisors Group broker Mark Vanderhagen (CRD# 1634101) accused of private placement investment losses. He has been registered with Purshe Kaplan Sterling in Investments in Fort Wayne, Indiana, from 2017 to 2018, and previously with LPL Financial LLC in Fort Wayne, Indiana, from 1993 to 2017. He has been an investment adviser representative with Wealth Advisors Group in Fort Wayne, Indiana, since 1991.
Mark Vanderhagen Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “The client alleges that his advisor misrepresented the liquidity of a private placement purchase (Hatteras Funds). 03/16/2010 – 03/05/2024.” The customer is seeking $115,000 in damages, and the case is currently pending. The complaint was regarding private placements, and it took place while he was registered with Wealth Advisors Group.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wealth Advisors Group may be liable for investment or other losses suffered by Mark Vanderhagen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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