Erez Law is currently investigating former Newbridge Securities Corporation broker Marshall Isaacson (CRD# 1140370) regarding alternative investment losses due to investment fraud. He was registered with Newbridge Securities Corporation in Boca Raton, Florida from 2016 to 2019. Previously, he was registered with National Securities Corporation in Boca Raton, Florida from 2007 to 2016.
In July 2020, FINRA barred Marshall Isaacson after he “consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with its investigation into whether he made unsuitable investment.”
Marshall Isaacson Customer Complaints
Marshall Isaacson has been the subject of six customer complaints between 2016 and 2021, according to his CRD report:
January 2021. “breach of fiduciary duty, breach of contract and negligence.” The customer is seeking $75,000 in damages and the case is currently pending. The complaint was regarding alternatives and took place while he was registered with Newbridge Securities Corporation.
January 2020. “Suitability & misrepresentation.” The customer sought $100,000 in damages and the case was settled for $140,000. The complaint was regarding real estate securities and took place while he was registered with National Securities Corporation.
April 2019. “Suitability, and breach of fiduciary duty.” The customer is seeking $15,000 in damages and the case is currently pending. The complaint was regarding mutual funds and equity OTC and took place while he was registered with National Securities Corporation.
April 2019. “Claimant alleges negligence, breach of fiduciary duty, breach of contract, and misrepresentation in connection with 1031 exchange.” The customer sought $60,000 in damages and the case was settled for $14,999. The complaint was regarding real estate securities and took place while he was registered with Newbridge Securities Corporation.
September 2016. “Suitability.” The customer sought $150,000 in damages and the case was settled for $92,000. The complaint was regarding equity OTC and took place while he was registered with National Securities Corporation.
March 2016. “Unauthorized Trading,And Suitability.” The customer sought $300,000 in damages and the case was settled for $215,000. The complaint was regarding equity OTC and took place while he was registered with National Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Marshall Isaacson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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