There are options for clients of Morgan Stanley broker Matias Cavalieri (CRD# 2972465) who lost money investing. He has been registered with Morgan Stanley in Miami, Florida, since 2009.
Matias Cavalieri Customer Complaints
He has been the subject of two customer complaints between 2020 and 2023, according to his CRD report:
August 2023. “Claim by estate of deceased client alleges, inter alia, breach of fiduciary duty 2014-2015.” The customer is seeking $2,900,000 in damages, and the case is currently pending.
May 2020. “Client alleges, inter alia, that purchase of mutual fund in January 2020 did not meet his objective of investing only in securities that could not lose principal.” The customer sought $40,000 in damages, and the case was settled for $14,644.08. The complaint was related to mutual fund investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Matias Cavalieri’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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