There are options for clients of LPL Financial LLC broker Matthew Lamb (CRD# 6040125), who suffered investment losses. He has been registered with LPL Financial LLC in Melbourne, Florida, since 2012.
Matthew Lamb Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2022. “Customers allege that representative recommended investments in a certain note and certain ETFs that were unsuitable for the customers’ investment profile and risk tolerance. Activity period: March 2021 to November 2022.” The customer is seeking $519,000 in damages, and the case is currently pending. The complaint was related to exchange-traded funds, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Matthew Lamb’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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