Erez Law is currently investigating Morgan Stanley broker Maury Lomax (CRD# 4389255) regarding stock losses. He has been registered with Morgan Stanley in Mobile, Alabama, since 2009.
Maury Lomax Customer Complaints
He has been the subject of two customer complaints between 2009 and 2023, one of which was denied, according to his CRD report:
June 2023. “Claimants alleged, inter alia, that the investments strategy executed in the clients’ account was not In their best interests – 2020-2022.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Morgan Stanley.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Maury Lomax’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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