Former Wells Fargo Advisors Financial Network, LLC broker Michael Gibson (CRD# 4423740) is accused of unsuitable investment recommendations. He has been registered with Fidelity Brokerage Services LLC in Thousand Oaks, California, since 2017. He was registered with Strategic Advisers LLC in Thousand Oaks, California, from 2017 to 2018, Principal Funds Distributor, Inc. in Des Moines, Iowa, from 2012 to 2017, Raymond James Financial Services Advisors, Inc. in Fort Bragg, California, from 2009 to 2012, and with Wells Fargo Advisors Financial Network, LLC in Fort Bragg, California, from 2006 to 2009.
Michael Gibson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2024. “Plaintiff alleges that from 2006 through 2008, the financial advisor made unsuitable recommendations.” The case is currently pending. The complaint took place while he was registered with Wells Fargo Advisors Financial Network, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Advisors Financial Network, LLC may be liable for investment or other losses suffered by Michael Gibson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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