Were you the victim of non-traded REITs losses with Wintrust Investments LLC broker Michael Sloan (CRD# 2178871)? He has been registered with Wintrust Investments LLC in St. Charles, Illinois since 2010.
Michael Sloan Customer Complaints
He has been the subject of five customer complaints between 2007 and 2021, three of which were denied, according to his CRD report. The most recent complaint was regarding:
November 2021. “Customers allege that recommendations to purchase non-traded REITs were unsuitable and made to maximize commissions.” The customer is seeking $100,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wintrust Investments LLC may be liable for investment or other losses suffered by Michael Sloan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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