Wells Fargo Clearing Services, LLC broker Mitchell Pindus (CRD# 1268550) is accused of a speculative investment strategy resulting in investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Los Angeles, California, since 2010.
Mitchell Pindus Customer Complaints
He has been the subject of four customer complaints between 1990 and 2024, one of which was closed without action, according to his CRD report. The most recent complaint was regarding:
April 2024. “Claimant alleges the Financial Advisor (FA) made concentrated speculative investment recommendations without adequately disclosing the risks of the recommendations.” The customer is seeking $200,000 in damages.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Mitchell Pindus’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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