Paulson Wealth Management Inc. president and broker Nathan Paulson (CRD# 4799867) was accused of options losses. He has served as president of Paulson Wealth Management Inc. in Wheaton, Illinois, since 2015. Previously, he was manager and chief compliance officer with the firm from 2009 to 2015.
He was registered with APW Capital, Inc. in Wheaton, Illinois, from 2009 to 2022. He was also a registered representative with Comprehensive Asset Management and Servicing, Inc. in Wheaton, Illinois, from 2009 to 2022.
Nathan Paulson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2023. “Breach of fiduciary duty by willfully and recklessly, disregarding the interests of the clients, by executing risky and unauthorized trading and margin borrowing, and by failing to exercise a reasonable degree of care, skill, prudence, and diligence in managing their accounts.” The customer is seeking $5,000,000 in damages, and the case is currently pending. The complaint was regarding options losses, and it took place while he was registered with Paulson Wealth Management, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Paulson Wealth Management Inc. may be liable for investment or other losses suffered by Nathan Paulson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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