Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Morgan Stanley broker Neil Okun (CRD# 2482935). He has been registered with Trident Partners Ltd. in Woodbury, New York, since 2024. He was registered with Morgan Stanley in Boca Raton, Florida, from 2019 to 2024, when he was terminated regarding, “Alleged to have exercised discretion in the account of one client.”
He was registered with Wells Fargo Advisors Financial Network, LLC in Coral Springs, Florida, from 2014 to 2019.
Neil Okun Customer Complaints
He has been the subject of three customer complaints between 1998 and 2024, according to his CRD report. The most recent complaint was regarding:
August 2024. “Claimants alleges, inter alia, that the trading strategy implemented in the clients’ account was not in their best interest 2019-2024.” The case is currently pending. The complaint was regarding options losses, and it took place while he was registered with Morgan Stanley.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Neil Okun’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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