PFS Investments Inc. broker Nick Therrien (CRD# 4468021) is accused of unsuitable investment recommendations. He has been registered with PFS Investments Inc. in Londonderry, New Hampshire, since 2002, and with Primerica Advisors in Londonderry, New Hampshire, since 2011.
Nick Therrien Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2023. “Claimants allege Mr. Therrien made unsuitable recommendations and investments in claimant’s PFSI accounts.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding mutual funds, and it took place while he was registered with PFS Investments Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PFS Investments Inc. may be liable for investment or other losses suffered by Nick Therrien’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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