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Were you the victim of GWG Holdings Inc. L Bonds losses with Lifemark Securities Corp. broker Garrett Moretz (CRD# 4086791)? He has been registered with Lifemark Securities Corp. in Mooresville, North Carolina, since 2017. Previously, he was registered with First … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ian Pajcic (CRD# 4032124)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Ponte Vedra Beach, Florida, since 1999. Ian Pajcic Customer Complaints … Continue reading
There are options for customers of Janney Montgomery Scott LLC broker Stephen Spahr (CRD# 865189) regarding poor recommendations that resulted in investment losses. He has been registered with Janney Montgomery Scott LLC in Naples, Florida, since 2015. Stephen Spahr Customer … Continue reading
Were you the victim of Center Street Securities, Inc. broker Morgan Hill (CRD# 4428819), who is accused of GWG Holdings Inc. L Bond losses? He has been registered with Arete Wealth Management, LLC in Knoxville, Tennessee, since 2022 and with … Continue reading
Former Worden Capital Management LLC broker Richard Reynolds (CRD# 2162706) has multiple complaints related to churning, unsuitable, and unauthorized trading, resulting in investment losses. He was registered with SW Financial in Melville, New York, from 2021 to 2022. Previously, he … Continue reading
Erez Law is currently investigating former Landolt Securities, Inc. broker Anthony Liddle (CRD# 5478479), who was recently barred related to GWG Holdings Inc. L Bond investment losses. He was registered with Landolt Securities, Inc. in Oshkosh, Wisconsin, from 2020 to … Continue reading
Did you lose money investing with Newbridge Securities Corporation broker Gaspar Garcia (CRD# 3244396) who is accused of alternative investment losses? He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2012. Gaspar Garcia Customer Complaints He … Continue reading
Erez Law is currently investigating brokers across the United States who recommended their clients invest in Hartman vREIT XXI, a non-traded real estate investment trust (REIT) that management reportedly stated doubts about the company’s viability. The company is struggling to … Continue reading
Can I recover losses from investments with Dempsey Lord Smith, LLC broker Jerry Parrish (CRD# 4951494) who is accused of unsuitable investment recommendations? He has been registered with Dempsey Lord Smith, LLC in Calhoun, Georgia since 2009. Jerry Parrish Customer … Continue reading
Erez Law is currently investigating Morgan Stanley broker Scott Wilson (CRD# 861144) regarding closed-end fund losses. He has been registered with Morgan Stanley in New York, New York since 2009. Scott Wilson Customer Complaints He has been the subject of … Continue reading