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There are options for clients of Voya Financial Advisors, Inc. broker Craig Friedrichsen (CRD# 2774629) who suffered losses due to real estate securities investments. He has been registered with Pruco Securities, LLC in Overland Park, Kansas since 2020 and with … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Alexander Phillips (CRD# 1730948) who is alleged to make unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Los Angeles, California since 2008. Alexander Phillips Customer … Continue reading
Erez Law is currently investigating brokers across the United States who recommended their clients invest in JPMorgan Chase Auto Callable Contingent Interest Notes Linked to the S&P GSCI® Crude Oil Index Excess Return. It is alleged that brokers unsuitably recommended … Continue reading
There are options for customers of Stifel, Nicolaus & Company, Incorporated broker William Humber (CRD# 5764524) who suffered municipal debt losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Tuscaloosa, Alabama since 2015. William Humber Customer Complaints … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Raymond Sardina (CRD# 3068885) regarding investment losses related to structured products. He has been registered with Raymond James & Associates, Inc. in Coral Gables, Florida since 2007. According to … Continue reading
Were you the victim of Emerson Equity LLC broker Robert Melberth (CRD# 4775230) who is alleged to make unsuitable investment recommendations? He has been registered with Emerson Equity LLC in Sarasota, Florida since 2020 and with Melberth Capital in Sarasota, … Continue reading
Hilltop Securities Inc. broker Stephen Coma (CRD# 1414147) faces a customer complaint regarding unsuitable investment recommendations. He has been registered with Hilltop Securities Inc. in Charlotte, North Carolina since 2020. Previously, he was registered with Truist Securities, Inc. in Charlotte, … Continue reading
Erez Law is currently investigating Center Street Securities, Inc. broker Glenn Romer (CRD# 4841915) regarding GWG Holdings Inc. L Bonds losses. He has been registered with Center Street Securities, Inc. in Vero Beach, Florida since 2010. Glenn Romer Customer Complaints … Continue reading
Were you the victim of former Leumi Investment Services Inc. broker Zvika Feldman (CRD# 5316260) who is accused of unsuitable investment recommendations? He was registered with Leumi Investment Services Inc. in Aventura, Florida from 2007 to 2021. Zvika Feldman Customer … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Donna Seymour (CRD# 1714302) regarding unsuitable investment recommendations? She has been registered with Centaurus Financial, Inc. in Winter Haven, Florida since 2016 and with Ingram Advisory Services, LLC in Winter Haven, … Continue reading