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Were you the victim of Kestra Investment Services, LLC broker Karen Cunningham (CRD# 1134960) regarding unsuitable investment recommendations? She has been registered with Kestra Investment Services, LLC in Oklahoma City, Oklahoma since 2001. Karen Cunningham Customer Complaints She has been … Continue reading
Can I recover losses from investments with JRL Capital Corporation broker John Crigler (CRD# 1014977) who is accused of GWG Holdings Inc. L bonds losses? He has been registered with JRL Capital Corporation in Irvine, California since 2020. Previously, he … Continue reading
There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Newbridge Securities Corporation in Hiko, Nevada since 2018. Previously, he was registered with M. … Continue reading
Were you the victim of former SagePoint Financial, Inc. broker Jody Bowers (CRD# 4798818) who is accused of unsuitable investment recommendations? She was registered with Lowell & Company, Inc. in Abilene, Texas from 2014 to 2018. Previously, she was registered … Continue reading
Erez Law is currently investigating Moloney Securities Co., Inc. broker Juliann Smith (CRD# 1338081) regarding unsuitable investment recommendations. She has been registered with Moloney Securities Co., Inc. in Kansas City, Missouri since 2003. Juliann Smith Customer Complaints She has been … Continue reading
Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Clifton Higgs (CRD# 5492596) who is accused of energy sector losses. He has been registered with Securities Management & Research, Inc. in Denton, Texas since 2017 and with BFC … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Richard Eden (CRD# 2145727) regarding energy sector losses. He has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey since 1991. Richard Eden Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel, Fisher & Company Financial Services, Inc. broker Mark Joneson (CRD# 4119915) regarding over-concentrated and unsuitable investment recommendations. He has been registered … Continue reading
There are options for customers of Capital Investment Group, Inc. broker Brett Rutherford (CRD# 4001310) who suffered losses due to investments in GWG Holdings Inc. He has been registered with Capital Investment Group, Inc. in Morehead City, North Carolina since … Continue reading
Erez Law is currently investigating brokers registered with Advisor Group firms who recommended GPB Capital Holdings investments. In December 2022, four Advisor Group firms were ordered to pay $1.3 million in fines and restitution to clients related to the sale … Continue reading