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Were you the victim of former PFS Investments Inc. broker Jeremiah Roman (CRD# 6321876) who is accused of selling away? He was registered with PFS Investments Inc. in Coral Springs, Florida from 2014 to 2021, when he was terminated regarding, … Continue reading
Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Richard Maas (CRD# 3198288) regarding oil and gas investment losses. He has been registered with LPL Financial LLC in Novi, Michigan since 2022. Previously, he was registered with Cambridge … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Aret Gugin (CRD# 2731291) regarding stock losses. He has been registered with Aegis Capital Corp. in Melville, New York since 2014. Previously, he was registered with Global Arena Capital Corp. in … Continue reading
Can I recover losses from investments with Edward Jones broker Paul Jansen (CRD# 5721940)? He has been registered with Edward Jones in Lebanon, Illinois since 2009. Paul Jansen Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Erez Law is currently investigating Intervest International Equities Corporation broker Jonathan Ellefson (CRD# 1625977) regarding GWG Holdings Inc. L Bonds losses. He has been registered with Intervest International Equities Corporation in Harker Heights, Texas since 1992 and with Intervest International, … Continue reading
There are options for clients of Newbridge Securities Corporation broker John Zaffarano (CRD# 6690551) who suffered investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2016 and with Newbridge Financial Services Group, Inc. in … Continue reading
Former Garden State Securities, Inc. broker Daniel Mackle (CRD# 2239531) is accused of investment losses due to common and preferred stocks. He was registered with MD Global Partners, LLC in Hackensack, New Jersey from 2019 to 2020. Previously, he was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Shomir Mukherjee (CRD# 4121898) who is alleged to make unsuitable investment recommendations. He has been registered with Western … Continue reading
Were you the victim of investment recommendations made by former broker Jennifer Marcontell (CRD# 4008873)? She has been registered with Ameriprise Financial Services, LLC in Mont Belvieu, Texas since 2022. Previously, she was registered with Edward Jones in Baytown, Texas … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker Brian Roth (CRD# 4607595) who is accused of unsuitable investment recommendations. He has been registered with Newbridge Securities Corporation in Morristown, New Jersey since 2018. In September 2018, FINRA suspended him … Continue reading