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Erez Law recently won a FINRA arbitration claim against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. This is the 4th award that Erez Law has won against UBS Financial Services Inc. for YES program losses. In … Continue reading
Former Suntrust Investment Services, Inc. broker Todd Gauthier (CRD# 1429968) was accused of customer investment losses due to recommendations to invest in options. He has been registered with Truist Investment Services, Inc. in Alpharetta, Georgia since 2009. Previously, he was … Continue reading
Erez Law is currently investigating Madison Avenue Securities, LLC broker Dmitry Tikhonov (CRD# 5451809) regarding alternative investment losses due to investment fraud. He has been registered with Madison Avenue Securities, LLC in Torrance, California since 2008. Dmitry Tikhonov Customer Complaints … Continue reading
Were you the victim of First Allied Securities, Inc. broker Edward Yoon (CRD# 2408137) regarding real estate investment losses? He has been registered with First Allied Securities, Inc. in Pasadena, California since 2007 and with Cetera Investment Advisers LLC in … Continue reading
Former Raymond James Financial Services Advisors, Inc. broker Matthew Lawson (CRD# 2869619) accused of misrepresentation. He has been registered with Cadaret, Grant & Co., Inc. in Chattanooga, Tennessee since 2020. Previously, he was registered with Raymond James Financial Services Advisors, … Continue reading
Erez Law is currently investigating former Craig Scott Capital, LLC broker John Stapleton (CRD# 2791194) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2015. Previously, he was registered with … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Donald Bizub (CRD# 1600090) regarding options losses. He has been registered with Hamilton Grant LLC in Pasadena, California … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. and Integrity Brokerage Services, Inc. broker Jan Haynes (CRD# 833875) regarding unsuitable investment recommendations. He has been registered with Integrity Brokerage Services, Inc. in La Jolla, California from 2017 to 2020. … Continue reading
Erez Law is currently investigating National Securities Corp. brokers across the country who allegedly recommended their clients invest in GPB Capital Holdings. In June 2022, FINRA sanctioned National Securities Corp. to pay approximately $9 million, including: disgorgement of $4.77 million … Continue reading
Erez Law is currently investigating EFG Capital International broker Luis Ferreira (CRD# 6788062) regarding options losses due to investment fraud. He has been registered with EFG Capital International in Miami, Florida since 2017. Luis Ferreira Customer Complaints He has been … Continue reading