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Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Scott Spruth (CRD# 1049999) regarding unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Newport Beach, California from 2008 to 2021. Scott Spruth Customer … Continue reading
Erez Law is currently investigating Triad Advisors LLC broker Jack Jones (CRD# 2539111) regarding real estate investment losses. He has been registered with Triad Advisors LLC in Houston, Texas since 2013. In September 2014, the Securities and Exchange Commission (SEC) … Continue reading
Were you the victim of hedge fund losses with Gregory J. Schwartz & Co., Inc. Vice President Gregory Schwartz (CRD# 1177836)? He has been registered with Gregory J. Schwartz & Co., Inc. in Bloomfield Hills, Michigan since 1984 and Schwartz & … Continue reading
Were you the victim of former Berthel, Fisher & Company Financial Services, Inc. broker Scott Brannan (CRD# 4553880) regarding non-traded REIT investment losses? He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Bismarck, North Dakota since … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Shawn Good (CRD# 2022168) regarding a 10-year Ponzi scheme. He was registered with Morgan Stanley in Wilmington, North Carolina from 2012 to 2022. Public records indicate that he was terminated by … Continue reading
There are options for customers of Pruco Securities, LLC broker John Butler (CRD# 2689182) who suffered investment losses due to misrepresentations. He has been registered with Pruco Securities, LLC in Ocala, Florida since 2018. John Butler Customer Complaints He has … Continue reading
Can I recover losses from investments with former Oppenheimer & Co. Inc. broker Allan Snider (CRD# 429580) who suffered losses due to unsuitable investment recommendations? He was registered with Oppenheimer & Co. Inc. in Saddle Brook, New Jersey from 2011 … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Pettibone (CRD# 2846638) regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada since 2001. Richard … Continue reading
Can I recover losses from investments with Calton & Associates, Inc. broker Paul Murphy (CRD# 5132291) due to unsuitable investment recommendations? He has been registered with Calton & Associates, Inc. in Ocala, Florida since 2015. Paul Murphy Customer Complaints He … Continue reading
Erez Law is currently investigating EFG Capital International broker Carlos Estima (CRD# 5626848) regarding options investment due to investment fraud. He has been registered with Insigneo Securities, LLC in Miami, Florida since 2020. Previously, he was registered with EFG Capital … Continue reading