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Were you the victim of former Ameritas Investment Company, LLC broker Allison Terlip (CRD# 5530486)? She was registered with Ameritas Investment Company, LLC in Navarre, Florida, from 2022 to 2023, MML Investors Services, LLC in Pensacola, Florida, from 2019 to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Judith Dolle (CRD# 826135). She was registered with LPL Financial LLC in Rancho Mirage, California, from 2013 to … Continue reading
There are options for clients of Osaic Wealth, Inc. broker Timothy Judson (CRD# 709195), who suffered investment losses. He has been registered with Osaic Wealth, Inc. in McLean, Virginia, since 1989. He is a registered investment advisor with Royal Alliance … Continue reading
Former Ameriprise Financial Services, LLC broker John Engler Sr. (CRD# 835827) is accused of unsuitable investment recommendations. He was registered with Ameriprise Financial Services, LLC in Martinez, Georgia, from 2014 to 2023. In April 2024, FINRA barred him after he … Continue reading
Were you the victim of former PFS Investments Inc. broker Michael Archimede (CRD# 5701306) who is accused of mutual fund losses? He has been registered with PFS Investments Inc. in Waukesha, Wisconsin, from 2010 to 2023, when he was terminated … Continue reading
Can you recover losses due to recommendations by UBS Financial Services Inc. broker Michael Blueweiss (CRD# 728969)? He has been registered with Arete Wealth Management, LLC in Melville, New York, since 2022. He was registered with National Asset Management, Inc. … Continue reading
Erez Law is currently investigating former Wells Fargo broker Bradley Frisk (CRD# 5957389) regarding stock losses. He has been registered with Raymond James Financial Services, Inc. in Sacramento, California, since 2023. He was registered with Wells Fargo Clearing Services, LLC … Continue reading
There are options for clients of Raymond James & Associates, Inc. broker Andrew Kubicsko Jr. (CRD# 861670) who suffered investment losses. He has been registered with Raymond James & Associates, Inc. in Chicago, Illinois, since 2011. He was registered with … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Thomas Hartfield (CRD# 4664847), who is accused of investment losses. He has been registered with Western International Securities, Inc. in Granada Hills, California, from 2013 to 2019. Thomas Hartfield Customer … Continue reading
Were you the victim of barred Purshe Kaplan Sterling Investments broker William Weisbrod (CRD# 812664)? He was registered with Purshe Kaplan Sterling Investments in Fairfield, New Jersey, from 2009 to 2021. He was previously registered with Wachovia Securities, LLC in … Continue reading