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Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker William Burke (CRD# 2523888) regarding accusations of misrepresentations. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey since 2008. Prior to that, he was … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Neil Kaplan (CRD# 1615516) regarding excessive trading. He was registered with Morgan Stanley in Bethesda, Maryland from 2009 to 2017. Neil Kaplan Customer Complaints Neil Kaplan has been the subject of … Continue reading
There are options for clients of former Cetera Advisor Networks LLC broker Darryl Ferguson (CRD# 4104760) who suffered investment losses due to unsuitable real estate securities recommendations. He has been registered with LPL Financial LLC in Roselle, Illinois since 2018. … Continue reading
Erez Law is currently investigating Dominion Investor Services, Inc. broker Lance Walston (CRD# 4440958) regarding options investment losses. He has been registered with Dominion Investor Services, Inc. in San Antonio, Texas since 2017. Lance Walston Customer Complaints Lance Walston has … Continue reading
Erez Law is currently investigating former Infinex Investments, Inc. broker Jorge Alfonso (CRD# 4728979) regarding fixed annuity investment losses. He was registered with Snowden Account Services LLC in Coral Gables, Florida from 2019 to 2022. Previously, he was registered with … Continue reading
There are options for clients of former Raymond James & Associates, Inc. broker Vincent Petrangelo (CRD# 2866580) who suffered stock losses. He has been registered with Ameriprise Financial Services, LLC in Springfield, Massachusetts since 2018. Previously, he was registered with … Continue reading
Can I recover losses from investments with former UBS Financial Services Inc. broker Paul Koch (CRD# 1777599) regarding outside business activity, also known as selling away. He has been registered with RBC Capital Markets, LLC in Wayzata, Minnesota from 2018 … Continue reading
Erez Law is currently investigating former Newbridge Securities Corporation broker Marshall Isaacson (CRD# 1140370) regarding alternative investment losses due to investment fraud. He was registered with Newbridge Securities Corporation in Boca Raton, Florida from 2016 to 2019. Previously, he was … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Marc Reda (CRD# 2757330) regarding unauthorized trading. He was registered with Spartan Capital Securities, LLC in New York, New York from 2016 to 2022. Previously, he was registered with … Continue reading
Erez Law is currently investigating brokers at Green Vista Capital who recommended their clients invest in conservation easements. Conservation easements help to preserve property by restricting development, commercial, industrial and other intrusive uses on the protected property in a permanent … Continue reading