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Erez Law is currently investigating former NYLIFE Securities LLC broker Esmeraldo Espinoza (CRD# 6198418) regarding insurance losses due to unsuitable investment recommendations. He has been registered with First Financial Equity Corporation in Scottsdale, Arizona from June to October 2021. Previously, … Continue reading
Erez Law is currently investigating Aaron Capital Incorporated broker David Wolfe (CRD# 1019315) regarding allegedly mishandling client funds. David Wolfe has been registered with Aaron Capital Incorporated in Columbus, Georgia since 2002. David Wolfe Customer Complaints He has been the … Continue reading
There are options for customers of J.P. Morgan Securities LLC broker Dustin Chase (CRD# 45046) who suffered managed account losses due to investment fraud. He has been registered with J.P. Morgan Securities LLC in Mineola, New York since 2012. Dustin … Continue reading
Erez Law is currently investigating Mariner Wealth Advisor broker Faith Xenos (CRD# 1320067) regarding unsuitable investment recommendations. He has been registered with Msec, LLC in Coral Gables, Florida since 2019 and with Mariner Wealth Advisors in Coral Gables, Florida since … Continue reading
Did you lose money investing in mutual funds due to investment fraud with Robert W. Baird & Co. broker Edmund Murphy (CRD# 2145807? He was registered with Robert W. Baird & Co. Incorporated in Naples, Florida from 1999 to 2021. … Continue reading
Erez Law is currently investigating former Kestra Investment Services, LLC broker Chadwick Collins (CRD# 2597677) regarding stock losses. He has been registered with Wedbush Securities Inc. in Carlsbad, California since February 2022. Previously, he was registered with Kestra Investment Services, … Continue reading
Erez Law is currently investigating Morgan Stanley broker Mark Payne (CRD# 6803556) regarding unsuitable options trading strategies. Mark Payne has been registered with Morgan Stanley in Roseville, California since 2017. Mark Payne Customer Complaints Mark Payne has been the subject … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bradford Bugher (CRD# 2314651) regarding common and preferred stocks. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wilmington, Delaware since 1993. Bradford … Continue reading
Erez Law is currently investigating former Triad Advisors, Inc. broker Kenneth Luccioni (CRD# 719779) who is accused of unsuitable investment recommendations. Kenneth Luccioni was registered with Triad Advisors, Inc. in Park Ridge, Illinois from 2000 to 2016. In November 2018, … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Chad Barancyk (CRD# 4921433) regarding unsuitable alternative investment recommendations. Chad Barancyk has been registered with Great Point Capital LLC in Chicago, Illinois since February 2021. Previously, he was registered … Continue reading