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There are options for clients of former David Lerner Associates, Inc. broker Brian Jackson (CRD# 4733834) who suffered investment losses. Brian Jackson has been registered with Wells Fargo Clearing Services, LLC in Tarrytown, New York since 2018. Previously, Brian Jackson … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Nicholas Taggart (CRD# 4353676) regarding real estate investment trust (REIT) losses. Nicholas Taggart has been registered with IMST Distributors, LLC in St. Louis, Missouri and ACR Alpine Capital Research, LLC … Continue reading
Were you the victim of former Presidential Brokerage, Inc. (n/k/a Forta Financial) broker Michele Savarese (CRD# 1241811)? Michele Savarese has been registered with Client One Securities LLC in San Diego, California, and Palm Harbor, Florida since 2018. Previously, Michele Savarese … Continue reading
Erez Law is currently investigating former Salomon Whitney Financial broker Joseph Lianzo (CRD# 4516842). Joseph Lianzo has been registered with SW Financial in Melville, New York since 2017. Previously, Joseph Lianzo was registered with Arive Capital Markets in Coram, New … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Dennis Herrera (CRD# 4618370) regarding suitability concerns. Dennis Herrera has been registered with Aegis Capital Corp. in Miami, Florida since 2016. Dennis Herrera Faces Customer Complaint Dennis Herrera has been the … Continue reading
Were you the victim of IBN Financial Services, Inc. broker Robert Star (CRD# 3235830)? Robert Star has been registered with IBN Financial Services, Inc. in Bluffton, South Carolina since 2017. Robert Star Faces Customer Complaints. Robert Star has been the … Continue reading
Erez Law is currently investigating former , Inc. broker David Kennon (CRD# 4459476) regarding suitability concerns. David Kennon was registered with First Allied Securities, Inc. in Sarasota, Florida from 2012 to 2019. David Kennon Accused of Unsuitable Investment Recommendations David … Continue reading
Were you the victim of McNally Financial Services Corporation broker Mark Kemp (CRD# 2057200)? Mark Kemp has been registered with McNally Financial Services Corporation in Corpus Christi, Texas since 2010. Previously, Mark Kemp was registered with Next Financial Group Inc. … Continue reading
Were you the victim of former Woodstock Financial Group, Inc. broker Blake Kiernan (CRD# 4477243)?. Blake Kiernan was registered with Four Points Capital Partners LLC in Melville, New York from 2013 to 2014. Previously, Blake Kiernan was registered with Woodstock … Continue reading
Former BB&T Securities, LLC broker Glenn Brandon Jr. (CRD# 1051682) barred by FINRA for selling away. Glenn Brandon Jr. was registered with BB&T Securities, LLC in Birmingham, Alabama from 2015 to 2021, when he was terminated regarding, “While conducting an … Continue reading