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Can I recover losses from investments with former UBS Financial Services Inc. broker Joseph Whitney (CRD# 4593351)? Joseph Whitney has been registered with Wedbush Securities Inc. in New York, New York from May 2020 to February 2021. Previously, Joseph Whitney … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker Brian Pearce (CRD# 1334784) regarding losses due to investments in Future Income Payments, LLC (FIPs). Brian Pearce was registered with World Equity Group, Inc. in Winter Haven, Florida from 2019 … Continue reading
Were you the victim of former UBS Financial Services Inc. broker Shay Scruggs (CRD# 4173046)? Shay Scruggs has been registered with Rockefeller Financial LLC in Dallas, Texas since June 2020. Previously, Shay Scruggs was registered with UBS Financial Services Inc. … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Antonio Almeida (CRD# 3106626) regarding unsuitable investment recommendations. Antonio Almeida was registered with Worden Capital Management LLC in Garden City, New York from 2020 to 2021 and previously with Aegis … Continue reading
There are options for customers of former Voya Financial Advisors, Inc. broker William Johnson (CRD# 3174473) who suffered investment losses. William Johnson has been registered with Cadaret, Grant & Co., Inc.n in Greenville, South Carolina since 2019. Previously, Johnson was … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Terry Tzagarakis (CRD# 2796055) regarding stock losses. Terry Tzagarakis was registered with Arive Capital Markets in Bay Ridge, New York from May 2020 to January 2021. Previously, Terry Tzagarakis … Continue reading
Were you the victim of former Aegis Capital Corp. broker Michael Farrell (CRD# 2282842)? Michael Farrell was registered with Aegis Capital Corp. in Red Bank, New Jersey from 2016 to 2019. Michael Farrell Faces Suitability Complaint Michael Farrell has been … Continue reading
There are options for clients of former Questar Asset Management, Inc. broker Dawn Strachan (CRD# 4323197) who suffered investment losses. Dawn Strachan has been registered with Woodbury Financial Services, Inc. in Torrance, California since 2019. Previously, Dawn Strachan was registered … Continue reading
Former Wynston Hill Capital, LLC broker Christopher Nelson (CRD# 6674139) was suspended by FINRA and faces a customer complaint for suitability and overconcentration. Christopher Nelson has been registered Wynston Hill Capital, LLC in Brandon, South Dakota from November 2018 to … Continue reading
Former Vorpahl Wing Securities broker Lee Nordstrom (CRD# 2248261) is accused of excessive trading and over concentration of stocks. Lee Nordstrom was registered with LPL Financial LLC in Spokane, Washington from June to November 2020. Previously, Lee Nordstrom was registered … Continue reading