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There are options for clients of Morgan Stanley broker Adam Stowell (CRD# 5889607) who suffered investment losses. Stowell has been registered with Morgan Stanley in Alpharetta, Georgia since 2014. Stowell has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating former American Independent Securities Group, LLC broker Nathan Katz (CRD# 846475) who faces a customer complaint for fixed annuities losses. Katz was registered with American Independent Securities Group, LLC in Largo, Florida from 2018 to … Continue reading
Can I recover losses from investments with Momentum Independent Network Inc. broker Walter Stallones (CRD# 433344)? Stallones has been registered with Momentum Independent Network Inc. in San Marcos, Texas since 2010. Stallones has been the subject of six customer complaints … Continue reading
Were you the victim of former PFS Investments Inc. broker Perry Leeuw (CRD# 4792703)? Leeuw has been registered with PFS Investments Inc. in Duluth, Georgia from 2004 to 2016, when he was terminated regarding “Information Indicated That Agent Was Engaged … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. The Erez Law clients allege that Brian Donaldson (CRD #2503258) and Frank Baldwin (CRD #1415901) recommended they invest in the YES … Continue reading
Former Hornor, Townsend & Kent, LLC broker Ryan Fleming (CRD# 4378425) faces multiple customer complaints.. Fleming has been registered with Royal Alliance Associates, Inc. in Bellevue, Washington since October 2020. Previously, Fleming was registered with Advisory Resource Group, LLC in … Continue reading
Did you lose money investing with former LPL Financial LLC broker Elias Hakimian (CRD# 4404048)? Hakimian was registered with LPL Financial LLC in Seal Beach, California from 2005 to 2019, when he was terminated regarding, “Customer alleges that representative engaged … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Voya Financial Advisors, Inc. broker Danny Young (CRD# 4115155). Young has been registered with Cetera Advisor Networks LLC in Lake City, Florida … Continue reading
There are options for customers of former Worden Capital Management LLC broker Christ Baltas (CRD# 2570499) who suffered investment losses. Baltas was registered with Worden Capital Management LLC in Melville, New York from 2015 to 2020. Previously, Baltas was registered … Continue reading
Erez Law is currently investigating former Triad Advisors LLC broker Jamie Cooke (CRD# 1969380) regarding real estate securities losses. Cooke has been registered with Voya Financial Advisors, Inc. in Carson City, Nevada from 2018 to 2020. Previously, Cooke was registered … Continue reading