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Erez Law is currently investigating former Woodbury Financial Services, Inc. broker Peter David (CRD# 1133608) regarding suitability concerns leading to investment losses. Peter David has been registered with Woodbury Financial Services, Inc. in Waukesha, Wisconsin from 2009 to 2018. Peter … Continue reading
Were you the victim of former Cambridge Investment Research, Inc. broker Daniel Holman (CRD# 1100133)? Daniel Holman has been registered with Cambridge Investment Research, Inc. in Osford, Michigan from 2013 to 2016. Daniel Holman Suitability Concerns Daniel Holman has been … Continue reading
There are options for clients of broker David Volpe (CRD# 2543478) who suffered investment losses. David Volpe was registered with First Financial Equity Corporation in Scottsdale, Arizona from January to May 2019, when he was terminated regarding, “Failure to notify … Continue reading
Were you the victim of former SunTrust Investment Services, Inc. broker Sandra McKoy (CRD# 2954755)? Sandra McKoy has been registered with Kovack Securities Inc. in Tamarac, Florida since 2019. Previously, Sandra McKoy was registered with Citigroup Global Markets Inc. in … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Jeffrey Basford (CRD# 5077566) regarding energy sector losses. He was registered with David Lerner Associates, Inc. in Westport, Connecticut from 2006 until 2022. It is alleged that he recommended … Continue reading
Were you the victim of Janney Montgomery Scott LLC broker Kirk Pickell (CRD# 2294187)? Kirk Pickell has been registered with Janney Montgomery Scott LLC in Providence, Rhode Island since 2002. Kirk Pickell Faces $10 Million Customer Complaint Kirk Pickell has … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Roderick Lipsey (CRD# 4270444). Roderick Lipsey has been registered with UBS Financial Services Inc. in Washington, DC since … Continue reading
There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Steven Richardson (CRD# 1819383) regarding excessive trading. Steven Richardson has been registered with LPL Financial LLC in Danville, California since 2018. Previously, Steven Richardson was registered … Continue reading
There are options for clients of Kalos Capital, Inc. broker Michael Haffling (CRD# 5133150) who suffered investment losses. Michael Haffling has been registered with Kalos Capital, Inc. in Orland Park, Illinois and Western Springs, Illinois since 2013. Michael Haffling Customer … Continue reading