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Can I recover losses from investments with Cetera Investment Services LLC broker Howard Hsieh (CRD# 4947882)? Hsieh has been registered with Cetera Investment Services LLC in Irvine, California since 2013. Hsieh has been the subject of three customer complaints between … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Lyndon Grey (CRD# 1789083) regarding unsuitable investments. Grey has been registered with Western International Securities, Inc. in Los Angeles, California since 2017. Previously, Grey was registered with Merrill Lynch, Pierce, … Continue reading
There are options for clients of former Aegis Capital Corp. broker Scott Hananel (CRD# 3080827) who suffered investment losses. Hananel was registered with Aegis Capital Corp. in Melville, New York from 2010 to 2021. Hananel has been the subject of … Continue reading
Erez Law is currently investigating former Suntrust Advisory Services, Inc. broker Luisa Gonzalez (CRD# 2765208) regarding unsuitable investment recommendations. Gonzalez has been registered with The Leaders Group, Inc. in Littleton, Colorado since 2020. Previously Gonzalez was registered with PNC Investments … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Sagepoint Financial, Inc. broker Andrew Melikidse (CRD# 2353534). Melikidse has been registered with Sagepoint Financial, Inc. in Studio City, California since 2005. Melikidse … Continue reading
Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Shawn Burke (CRD# 2615449) regarding common and preferred stocks losses. Burke has been registered with Morgan Stanley in Perrysburg, Ohio since 2020. Previously, Burke was registered with Wells … Continue reading
Can I recover losses from investments with Ameriprise Financial Services, LLC broker Todd Bauman (CRD# 2631144)? Bauman has been registered with Ameriprise Financial Services, LLC in Deerfield, Illinois since 2009. Bauman has been the subject of four customer complaints between … Continue reading
There are options for clients of former LPL Financial LLC brokers Kristine Hartland (CRD# 2101877) and Bob Hartland (CRD# 2253564). Kristine Hartland has been registered with Ameriprise Financial Services, LLC in Edina, Minnesota since 2016. Previously, Kristine Harland was registered … Continue reading
There are options for customers of Triad Advisors LLC broker Darrin Cohen (CRD# 2488435) who suffered investment losses. Cohen has been registered with Triad Advisors LLC in Alpharetta, Georgia since 2014, with Red Triangle, LLC in Charleston, South Carolina since … Continue reading
Were you the victim of Raymond James & Associates, Inc. broker Edward Fernberger Jr. (CRD# 206743)? Fernberger has been registered with Raymond James & Associates, Inc. in Doylestown, Pennsylvania since 2016. Fernberger has been the subject of one customer complaint, … Continue reading