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Erez Law is currently investigating former LPL Financial LLC broker Paz Chandra (CRD# 2405701) regarding unsuitable alternative investment recommendations. Chandra has been registered with Royal Alliance Associates, Inc. Clearwater, Florida since 2018. Previously, Signator Investors, Inc. in Clearwater, Florida from … Continue reading
There are options for clients of former Voya Financial Advisors, Inc. broker Peter Mersberger (CRD# 2372186) who suffered investment losses. Mersberger has been registered with Cambridge Investment Research, Inc. in Appleton, Wisconsin since 2017. Previously, Mersberger was registered with Voya … Continue reading
In March 2021, FINRA sanctioned Cambridge Investment Research, Inc. and sanctioned the firm to pay a $400,000 fine, as well as $3,134,354.82 in restitution plus interest. FINRA also required the firm to issue a certification signed by an officer and … Continue reading
Erez Law is currently investigating Merrill Lynch broker Kenneth Pesavento (CRD# 360864) regarding mutual fund investment losses. Pesavento has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, Illinois since 1978. Pesavento has been the subject … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Steven Lyons (CRD# 5343894) regarding mutual fund losses. Lyons has been registered with Raymond James Financial Services, Inc. in Newton, New Jersey since 2008. Lyons has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Barry Speyer (CRD# 432002) regarding concerns of unsuitable investment recommendations. Speyer has been registered with Morgan Stanley in Beverly Hills, California since 2009. Speyer has been the subject of eight customer complaints … Continue reading
Did you lose money investing in Steadfast Apartment Real Estate Investment Trust (REIT)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Steadfast Apartment REIT, Inc., a publicly-traded, non-traded REIT that … Continue reading
Did your Geneos Wealth Management broker recommend you invest in GPB Capital Holdings, and you suffered investment losses as a result? GPB Capital Holdings is now alleged to be a $1.8 billion Ponzi scheme that was unsuitably recommended to more … Continue reading
There are options for clients of Voya Financial Advisors, Inc. broker David Wall (CRD# 1651874) who suffered investment losses. Wall has been registered with Voya Financial Advisors, Inc. in Simpsonville, South Carolina since 2013. Wall was previously terminated from Mony … Continue reading
Erez Law is currently investigating McNally Financial Services Corporation broker Daniel Poland (CRD# 1230652) regarding GPB Capital Holdings investment losses. GPB Capital Holdings is now alleged to be a $1.8 billion Ponzi scheme that was unsuitably recommended to more than … Continue reading