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Erez Law is currently investigating NBC Securities, Inc. broker Marcello Lattuca (CRD# 2149434) regarding unsuitable investment recommendations. Lattuca has been registered with NBC Securities, Inc. in Massapequa, New York since 2015. Lattuca has been the subject of four customer complaints … Continue reading
Erez Law is currently investigating former Independent Financial Group, LLC broker William Morrow (CRD# 836500) regarding high-risk investments that leads to investment losses. Morrow has been registered with Concorde Investment Services, LLC in San Diego, California since 2018. Morrow has … Continue reading
Did you lose money investing with former UBS Financial Services Inc. broker George Vilfordi III (CRD# 704800)? Vilfordi has been registered with Ameriprise Financial Services, LLC in Dallas, Texas since 2018. Previously, Vilfordi was registered with UBS Financial Services Inc. … Continue reading
Were you the victim of former Worden Capital Management LLC broker Jason Wilk (CRD# 6072438)? Wilk was registered with Worden Capital Management LLC in New York, New York from 2017 to 2019. Previously, Wilk was registered with: Craft Capital Management … Continue reading
Erez Law is currently investigating former SagePoint Financial, Inc. broker Troy Baily (CRD# 4458930) regarding Future Income Payments, LLC (FIP LLC) investment losses. Baily was registered with SagePoint Financial, Inc. in Omaha, Nebraska from 2016 to 2018 and from April … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Tiffany Callahan (CRD# 5145572)? Callahan has been registered with Wells Fargo Clearing Services, LLC in Tucson, Arizona since 2015. Callahan has been the subject of one customer complaint, according … Continue reading
Were you the victim of KCD Financial, Inc. broker Christopher Fess (CRD# 1335361)? Fess has been registered with KCD Financial, Inc. in Frisco, Texas since 2004. Fess has been the subject of five customer complaints between 2002 and 2020, one … Continue reading
Erez Law is currently investigating National Securities Corporation broker Vincent Villani (CRD# 4296670) regarding private placement investment losses. Villani has been registered with National Securities Corporation in New York, New York since 2014. Villani has been the subject of one … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Henry Krich (CRD# 4044044) regarding customer investment losses. Krich has been registered with Wells Fargo Clearing Services, LLC in Phoenix, Arizona since 2015. Krich has been the subject of … Continue reading
Erez Law is currently investigating former Madison Avenue Securities, LLC broker Robert Luley Jr. (CRD# 4176139), who is alleged to recommend unsuitable GPB Capital Holdings investments. Robert Luley Jr. was registered with Pruco Securities, LLC in Charlotte, North Carolina from … Continue reading