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Former Nylife Securities LLC broker Joel Flaningan (CRD# 5664958) accused of recommending unsuitable Woodbridge Group of Companies investments. Flanigan has been registered with Nylife Securities LLC in Fort Wayne, Indiana from 2010 to 2018, when he was terminated regarding, “Mr. … Continue reading
Were you the victim of Uhlmann Price Securities, LLC broker John Hoidas (CRD# 1937971) who recommended GPB Capital Holdings investments? Hoidas has been registered with Uhlmann Price Securities, LLC in Chicago, Illinois since 2013. GPB Capital Holdings is a New … Continue reading
Erez Law is currently investigating Cetera Advisors LLC broker Roger Owens (CRD# 2359204) regarding investment losses. Owens has been registered with Cetera Advisors LLC in Elkton, Maryland from 2007 to April 2019, when he was terminated regarding, “Discharged due to … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Ken Balser (CRD# 704053) regarding Tesoro Del Alma, Inc. (Gold Mine) losses. Balser was registered with Cetera Advisors LLC in Colorado Springs, Colorado from 2013 to 2016, when he was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Laidlaw & Company Ltd. broker Jeanpierre Ayala (CRD# 2765730). Ayala has been registered with I-Bankers Direct, LLC in Ft. Lauderdale, Florida since … Continue reading
Erez Law is currently investigating Waddell & Reed broker Donald Logan (CRD# 5537486) regarding unsuitable investment recommendations. Logan has been registered with Waddell & Reed in Silverdale, Washington from 2015 to 2018, when he was terminated regarding, “RR terminated for … Continue reading
Cuso Financial Services, L.P. broker Gerald Coyne (CRD# 4589061) was recently barred by FINRA. Coyne has been registered with Cuso Financial Services, L.P. in Harrisburg, Pennsylvania from 2011 to 2018 and previously with Community Investment Services, Inc. in Jermyn, Pennsylvania … Continue reading
Erez Law is currently investigating B. Riley Wealth Management broker Murray Roark (CRD# 1041803) for investment losses. Roark has been registered with B. Riley Wealth Management in Dallas, Texas since 2011. Roark has been the subject of five customer complaints … Continue reading
Pruco Securities, LLC broker Joseph Viet Duy Phan (CRD# 2555300) was barred by FINRA for borrowing money from clients. Phan was registered with Pruco Securities, LLC in Irvine, California from 2007 to 2018, when he was terminated regarding, “Registered Representative … Continue reading
Are you interested in learning recovery loss options due to investments with Sagepoint Financial, Inc. broker Timothy Vanlohuizen (CRD# 2166867)? Vanlohuizen has been registered with Sagepoint Financial, Inc. in Coeur D’Alene, Idaho since 2005. Vanlohuizen has been the subject of … Continue reading