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Have you suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Roberto Fernandez (CRD# 1404389)? Fernandez has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami, Florida and Guaynabo, Puerto Rico since … Continue reading
Erez Law is currently investigating former Brookville Capital Partners, LLC broker Daniel King (CRD# 5954543) regarding investment losses. King has been registered with Benchmark Investments, Inc. in New York, New York since February 2019. King was previously registered with: Newbridge … Continue reading
There are options for customers of former Aegis Capital Corp. broker Pratul Agnihotri (CRD# 4031797) who suffered investment losses due to outside business activities, which is also known as selling away. Pratul Agnihotri has been registered with SW Financial in … Continue reading
Erez Law is currently investigating former Woodbury Financial Services, Inc. broker Robert Hoffman (CRD# 4008798) regarding unauthorized trades, churning and unsuitable investment recommendations. Hoffman was registered with Thurston, Springer, Miller, Herd & Titak, Inc. in Indianapolis, Indiana from April to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Geneos Wealth Management, Inc. broker Randolph Eddlemon III (CRD# 2285234). Eddlemon has been registered with Geneos Wealth Management, Inc. in Scottsdale, Arizona … Continue reading
According to public records, a former client of SagePoint Financial filed a $100,000 FINRA arbitration against SagePoint Financial for losses due to investments in GPB Capital Holdings. The elderly investor invested in and concentrated her investment portfolio at the advice … Continue reading
Were you the victim of New York state broker Albert Foronda (CRD# 5737620)? Foronda has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, Foronda was registered with Worden Capital Management LLC in New … Continue reading
Erez Law recently filed a FINRA arbitration against Merrill Lynch for Harvest Collateral Yield Enhancement Strategy (CYES) losses. Their customer alleges that Gordon Harper (CRD #5460504), who has been a registered representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Did you suffer investment losses due to recommendations by former Madison Avenue Securities, LLC broker Noel Vincent (CRD# 1370987)? Vincent was registered with Ele Wealth Advisors, Inc. in Southfield, Michigan from June to August 2018. Vincent was previously registered with … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Dain Stokes (CRD# 2960801) regarding investment fraud. Stokes was registered with LPL Financial LLC in Bedford, New Hampshire from 2009 to 2019, when he was terminated regarding, “Termination in connection with … Continue reading