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Erez Law is currently investigating Dempsey Lord Smith, LLC broker Gregory Gibson (CRD# 1694647) regarding direct investment losses. He has been registered with Dempsey Lord Smith, LLC in Greenville, South Carolina, since 2012. In October 1988, Prudential Insurance Company sanctioned … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker John Rotando (CRD# 2071444)? He has been registered with Wells Fargo Clearing Services, LLC in Greenwich, Connecticut, since 2016. John Rotando Customer Complaints He has been the subject of … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Scott Phillips (CRD# 1311907) who suffered investment losses due to corporate debt. He has been registered with Centaurus Financial, Inc. in Salt Lake City, Utah, since 2007. He was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Osaic Fa, Inc. broker Lawrence Barrett (CRD# 13429). He has been registered with Osaic Fa, Inc. in Orange Village, Ohio, since 1999. Lawrence … Continue reading
Osaic Fa, Inc. broker John Hibshman (CRD# 2193302) is accused of unsuitable investment recommendations in the high-risk energy sector. He has been registered with Osaic Fa, Inc. in Orange Village, Ohio, since 1999. John Hibshman Customer Complaints He has been … Continue reading
There are options for clients of LPL Financial LLC broker Michael Lynch (CRD# 2142722) who suffered investment losses. He has been registered with LPL Financial LLC in Pittsfield, Maine, since 2007, and Northeast Planning Associates, Inc. in Bedford, New Hampshire, … Continue reading
Erez Law is currently investigating Catalyst Wealth Management broker Sanford Schmidt (CRD# 1163559) regarding accusations of misrepresentations. He has been registered with The Leaders Group, Inc. in Littleton, Colorado, since 2023, and with Catalyst Wealth Management in Northbrook, Illinois, since … Continue reading
Former Integrity Brokerage Services, Inc. broker Michael Frager (CRD# 1230622) is accused of unsuitable investment recommendations. He has been registered with Willow Cove Investment Group, Inc. in Winneconne, Wisconsin, since 2020, and with Balboa Wealth Partners, Inc. in La Jolla, … Continue reading
Emerson Equity LLC broker Forrest James (CRD# 1263114) is accused of unsuitable investment recommendations. He has been registered with Emerson Equity LLC in Irvine, California, since 2013. Forrest James Customer Complaints He has been the subject of one customer complaint, … Continue reading
Wells Fargo Clearing Services, LLC broker Mitchell Pindus (CRD# 1268550) is accused of a speculative investment strategy resulting in investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Los Angeles, California, since 2010. Mitchell Pindus Customer … Continue reading