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Erez Law is currently investigating First Allied Securities, Inc. financial advisor Marsha Lee (CRD# 1028237) regarding unsuitable investment recommendations. Lee has been registered with First Allied Securities, Inc. in Palm Desert, California since 1995. Lee has been the subject of … Continue reading
In January 2019, a former client of Quest Capital Strategies, Inc. won an award in a FINRA arbitration for compensatory damages for $235,000 and $41,226.46 in costs for losses sustained from investments in promissory notes of the Woodbridge Mortgage Investment … Continue reading
There are options for customers of Ameriprise Financial Services, Inc. financial advisor Michael Cowan (CRD# 55587) who suffered investment losses. Cowan has been registered with Ameriprise Financial Services, Inc. in Fort Lauderdale, Florida since 2010. Cowan has been the subject … Continue reading
Did you suffer from losses due to Valmark Securities, Inc. financial advisor Thomas Olexa (CRD# 1726384)? Olexa has been registered with Valmark Securities, Inc. in Schaumburg, Illinois since 2012. Olexa has been the subject of four customer complaints between 2002 … Continue reading
Have you suffered losses due to former Morgan Stanley financial advisor Justin Amaral (CRD# 4440980) who is alleged to engage in excessive and unauthorized trading? Amaral was registered with Morgan Stanley in Boston, Massachusetts from 2009 to 2014, when he … Continue reading
Erez Law is currently investigating Network 1 Financial Securities Inc. financial advisor Wesley Clinton (CRD# 4628274) regarding investment losses. Clinton has been registered with Network 1 Financial Securities Inc. in Seaford, New York since 201. Clinton has been the subject … Continue reading
Erez Law is currently investigating Geneos Wealth Management financial advisor Samuel Monchik (CRD# 4113886) regarding high risk oil and gas investment losses. Monchik has been registered with Geneos Wealth Management, Inc. in Lancaster, Pennsylvania since 2008. Previously, Monchik was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Raymond James Financial Services, Inc. financial advisor Ronald Rothchild (CRD# 4491932). Rothchild has been registered with National Securities Corporation in Melville, New … Continue reading
Did you lose money investing with Summit Brokerage Services, Inc. broker Victor Rigoni III (CRD# 4272056)?. Rigoni has been registered with Cetera Advisor Networks LLC in Lake Forest, Illinois since September 2019. Previously, Rigoni was registered with Summit Brokerage Services, … Continue reading
Were you the victim of elder abuse with former Cetera Advisors LLC financial advisor Stephen Carver (CRD# 2230161)? Carver was registered with the following brokerage forms during the past few years: Lifemark Securities Corp. in Peoria, Illinois (11/08/2017 – 12/31/2018) … Continue reading