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Erez Law is currently investigating former Investors Capital Corp. broker Richard Pittman (CRD# 2845145) regarding energy sector losses. Pittman has been registered with Cetera Advisors LLC in Memphis, Tennessee since October 2016. Previously, Pittman was registered with Investors Capital Corp. … Continue reading
Former UBS Financial Services financial advisor William Hightower (CRD# 2152369) is accused of unsuitable investment recommendations. Hightower was registered UBS Financial Services Inc. in Houston, Texas from 2007 to 2013 and most recently with Legacy Asset Securities, Inc. in Houston, … Continue reading
Have you suffered investment losses due to investments with Cambridge Investment Research, Inc financial advisor Alan Dole (CRD# 4904989)? Dole has been registered with Cambridge Investment Research, Inc. in Henrico, Virginia since 2011. Over the past few years, oil prices … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC financial advisor John Cione (CRD# 1742561) regarding investment losses. Cione has been registered with Independent Financial Group, LLC in San Diego, California since 2003. In December 1990, the National Association Of … Continue reading
Former Des Pain Financial Corporation financial advisor Jay Weiser (CRD# 1511042) is accused of mismanagement retirement assets in unsuitable Woodbridge Promissory Notes and Future Income Payments, LLC. Weiser was registered with Des Pain Financial Corporation in Collinsville, Illinois from 2000 … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC financial advisor David Dill (CRD# 2878249) regarding energy sector losses. Dill has been registered with Wells Fargo Clearing Services, LLC in Merrillville, Indiana since 2008. Over the past few years, … Continue reading
In November 2018, a former client of D.A. Davidson & Co. won an award in a FINRA arbitration for compensatory damages for $783,286.94, plus 6% interest, $120,000 in attorney’s fees and $46,865 in costs, and the non-refundable $600 filing fee … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. financial advisor Steven Schultz (CRD# 1764802) regarding unsuitable investment recommendations in the high risk energy sector and in Puerto Rico bonds. Schultz has been registered with Oppenheimer & Co. Inc. in … Continue reading
Former UBS Financial Services Inc. broker Paul Murans (CRD# 3266607) has three pending customer complaints for investment losses. Murans has been registered with Thurston Springer Financial in Indianapolis, Indiana since October 2017. Previously, he was registered with UBS Financial Services … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation financial advisor Jesse Krapf (CRD# 5467277) regarding investment losses. Krapf has been registered with Newbridge Securities Corporation in New York, New York 2016. Previously, Krapf was registered with the following brokerage firms: … Continue reading