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Erez Law is currently investigating Corecap Investments, Inc. financial advisor Judith Villarreal (CRD# 1795375) who is alleged to steal money from her clients. Villarreal has been registered with Corecap Investments, Inc. in Southfield, Michigan since 2012. Villarreal has been the … Continue reading
Were you the victim of excessive trading and securities fraud with former Merrill Lynch, Pierce, Fenner & Smith financial advisor Thomas Buck (CRD# 1024868)? Buck was registered with RBC Capital Markets, LLC in Indianapolis, Indiana from April to July 2015 … Continue reading
Have you suffered losses due to investments with Stifel, Nicolaus & Company, Incorporated financial advisor Scott Sanders (CRD# 3063288)? Sanders has been registered with Stifel, Nicolaus & Company, Incorporated In Fort Myers, Florida since 2009. Sanders has been the subject … Continue reading
Janney Montgomery Scott LLC broker Christopher Sinkula (CRD# 2001512) is accused of over-concentrating investment portfolios in the high-risk energy sector. Sinkula was registered with Janney Montgomery Scott LLC in Stuart, Florida from 2008 to 2019. Over the past few years, … Continue reading
Former SA Stone Wealth Management Inc. financial advisor Christopher Wendel (CRD# 1930870) is alleged to be involved in the $1.22 billion Woodbridge Group of Companies Ponzi Scheme. Wendel was registered with SA Stone Wealth Management Inc. in Celina, Ohio from … Continue reading
Erez Law recently filed a $190,000 FINRA arbitration against Lion Street Financial, LLC, Legacy Capital Group California, Inc., and React Investment Solutions, LLC for losses due to investments in LJM Fund. Their customer alleges that Richard Baer (CRD #848798), who … Continue reading
Erez Law is currently investigating brokers and brokerage firms around the country who recommended their clients invest in 1st Global Capital and 1st West Capital, affiliated small business lenders in Hallandale, Florida. It is alleged that customers across the country … Continue reading
Did Wells Fargo financial advisor Michael Morrissett (CRD# 1456789) recommend unsuitable investments in hedge funds? Morrissett has been registered with Wells Fargo Clearing Services, LLC in Roanoke, Virginia since 2000. Morrissett has been the subject of four customer complaints between … Continue reading
Erez Law is currently investigating former LPL Financial LLC financial advisor Suhail Khan (CRD# 3168241) regarding unsuitable real estate investment trust (REIT) investments as well as those in the high risk energy sector. Khan has been registered with LPL Financial … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor John MacColl (CRD# 839441) regarding losses sustained from a Ponzi-like scheme that bilked at least 15 investors out of $4 million. MacColl was registered with UBS Financial Services … Continue reading