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Erez Law recently filed FINRA arbitration against David Lerner Associates, Inc. regarding losses sustained from investments in unsuitable Puerto Rico bonds. The customers’ account was serviced over the years by David Portnoy (CRD #705396), Loreto Testani (CRD #4518196), and Daniel … Continue reading
Erez Law recently filed a $400,000 FINRA arbitration against RBC Capital Markets, LLC. The former RBC Capital Markets, LLC customer, an 81-year-old widow, alleges that Paul Blum (CRD# 735003), who was a registered representative of RBC Capital Markets, LLC, overconcentrated … Continue reading
In November 2017, a former client of Morgan Stanley won an award in a FINRA arbitration for $50,000 in compensatory damages for alleged unsuitability with respect to equity investments oil and gas master-limited partnerships (MLPs) in an account from 2012 … Continue reading
Erez Law is currently investigating Morgan Stanley financial advisor Robert Dennison (CRD# 2674594) regarding losses sustained from investments in Puerto Rico bonds. Dennison has been registered with Morgan Stanley in West Palm Beach, Florida since 2013. Dennison was formerly of … Continue reading
Erez Law is currently investigating Wedbush Securities Inc. CEO and president Edward W. Wedbush (CRD# 461221) regarding an overall systemic failure to oversee and supervise trading activities. Wedbush has been registered with Lime Brokerage LLC in New York, New York … Continue reading
In November 2017, a former client of Royal Alliance Associates, Inc. won an award in a FINRA arbitration for compensatory damages for $186,538, as well as $28,925.00 in costs, and $65,288 in attorneys’ fees for losses sustained from a predominantly … Continue reading
Erez Law is currently investigating RBC Capital Markets, LLC financial advisor Robert Tansey (CRD# 1222751) regarding losses sustained from investments in Puerto Rico bonds. Tansey has been registered with RBC Capital Markets, LLC in New York, New York since 2002. … Continue reading
Erez Law is currently investigating former G.F. Investment Services, LLC financial advisor Daniel Hushek III (CRD# 4250117) regarding losses sustained from non-traditional exchange traded funds (ETFs). Hushek has been registered with G.F. Investment Services, LLC in Sarasota, Florida from 2005 … Continue reading
Erez Law is currently investigating J.J.B. Hilliard, W.L. Lyons, LLC financial advisor Michael Barnett (CRD# 5792242) regarding losses sustained from investments in Breitburn Energy Partners Limited Partnership. Barnett has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Marion, Illinois … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Peabody Energy Corp. Over the past few years, oil prices have significantly declined. A supply glut in 2014 and 2015 led to some of … Continue reading