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Were you the victim of former IBN Financial Services, Inc. financial advisor Anthony Diaz (CRD# 4131948) who is alleged to engage in unauthorized trades in customer accounts? Diaz was registered with IBN Financial Services, Inc. in Scotrun, Pennsylvania from 2012 … Continue reading
Erez Law is currently investigating former J.P. Turner & Company, L.L.C. financial advisor Christopher Burtraw (CRD# 4670431) regarding participation in a penny stock offering. Burtraw was registered with J.P. Turner & Company, L.L.C. in Lake Wood, Colorado from November 2014 … Continue reading
In June 2018, former clients of UBS Financial Services Inc. (UBS) and UBS Financial Services Inc. of Puerto Rico (UBS-PR) won an award in a FINRA arbitration for compensatory damages for $4.2 million plus post-award interest for losses sustained from … Continue reading
Did you lose money investing with Wells Fargo financial advisor Michael Morrissett (CRD# 1456789)? Morrissett has been registered with Wells Fargo in Roanoke, Virginia since 2000. Morrissett has been the subject of four customer complaints between 2016 and 2018, two … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Hawley (CRD# 1131302) regarding Puerto Rico bond losses. Hawley has been registered with Wells Fargo in Monroe, Louisiana since 2008. Puerto Rico suffers from long-term financial and economic deficiencies that … Continue reading
Did you lose money investing with former Stockcross Financial Services, Inc. financial advisor Herbert Voss, Jr. (CRD# 1014475)? Voss has been registered with Stockcross Financial Services, Inc. in Beverly Hills, California from 2009 to May 2018, when he was terminated … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investment losses with former Sterne Agee Financial Services, Inc. financial advisor Dean Mustaphalli (CRD# 2792038) regarding a multi-million dollar securities fraud scheme. Mustaphalli was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with IBN Financial Services, Inc. financial advisor Henry Veit (CRD# 453992). Veit has been registered with IBN Financial Services, Inc. in Manlius, New York … Continue reading
Were you the victim of former Cadaret, Grant & Co., Inc. financial advisor Steven Pagartanis (CRD# 1958879)? Pagartanis was registered with Lombard Securities Incorporated in Setauket, New York from September 2017 to March 2018, when he was terminated regarding, “As … Continue reading
There are options for customers of former Oppenheimer & Co. Inc. financial advisor Royce Simpson (CRD# 1403356) regarding investment losses. Simpson was registered with Oppenheimer & Co. Inc. in Houston, Texas from 2011 to 2014. In March 2015, Simpson was … Continue reading