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Erez Law is interested in speaking with investors who may have suffered losses due to investments with former J.P. Morgan Securities LLC financial advisor Charlotte Guin (CRD# 4050796) regarding investment losses. Guin has been registered with J.P. Morgan Securities LLC … Continue reading
There are options for customers of former Allegis Investment Services, LLC financial advisor Peter Klaass (CRD# 2381681) who suffered investment losses. Klaass was registered with Cetera Advisor Networks LLC in Las Vegas, Nevada from April 11-18, 2018, when he was … Continue reading
Were you the victim of former First Allied Securities, Inc. broker William Robertson (CRD# 823461) who is accused of unsuitable investment recommendations? Robertson was with First Allied Securities, Inc. in Deer Park, Texas from 2000 to 2016. Robertson has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Allegis Investment Services, LLC financial advisor Heath Bowen (CRD# 4824684). Bowen has been registered with Allegis Investment Services, LLC in Idaho Falls, Idaho … Continue reading
In April 2018, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $6,000,000 plus $2,500 in filing fees for losses sustained. The investors were clients of financial advisor Barry Connell (CRD# 3070984). … Continue reading
There are options for customers of former Wells Fargo financial advisors Charles Frieda (CRD# 5502319) and Charles Lynch (CRD# 3004877) who are accused of over-concentration of securities in the speculative and high risk energy-sector in their customer accounts. Frieda and … Continue reading
Did you lose money investing with Summit Brokerage Services, Inc. broker Jeffrey Poosch (CRD# 2490703) regarding unsuitable investment recommendations? He has been registered with Prospera Financial Services, Inc. in Port Huron, Michigan, since 2021. Previously, he was registered with Summit … Continue reading
There are options for customers of Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Craig Mardany (CRD# 4356113) who suffered losses due to unsuitable investment recommendations. Mardany has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in … Continue reading
Erez Law is currently investigating financial advisor Eric Erb (CRD# 4595068) regarding a $3 million investment fraud. Erb was registered with Liberty Partners Financial Services, LLC in Babylon, New York from April 2013 to May 2014. Previously, Erb was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Paulson Investment Company LLC broker Minish Hede (aka Minish “Joe” Hede) (CRD# 2389098). Hede was registered with Paulson Investment Company LLC in … Continue reading