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Were you the victim of investment losses due to recommendations by Hurley Financial Group, Inc. broker Megan Schneider (CRD# 4458332)? She has been registered with Geneos Wealth Management, Inc. in Corvallis, Oregon, since 2007, and with Hurley Financial Group, Inc. … Continue reading
UBC Financial Advisers Inc. president Lina Garcia (CRD# 4447599) is charged with cherry-picking scheme that caused investor losses. She was registered with Insigneo Securities, LLC in Miami, Florida, from 2010 to 2021. She has served as president and chief compliance … Continue reading
There are options for clients of LPL Financial LLC broker Daniel Catone (CRD# 4469467) who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Fort Bragg, California, since 2012, Arimathea in Powell, Wyoming, since … Continue reading
Can you recover investment losses due to recommendations by Moloney Securities Co., Inc. broker John Chaney (CRD# 44529)? He was registered with Moloney Securities Co., Inc. in Manchester, Missouri, from 2015 to 2023, and with Arque Capital, Ltd. in Sun … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Franz Koch (CRD# 4467954) is accused of unauthorized trading. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2022. He was registered with Merrill Lynch, … Continue reading
Erez Law is currently investigating former Raymond James & Associates, Inc. broker Ruben Frezzotti (CRD# 4439983) who is accused of real estate investment losses. He was registered with Raymond James & Associates, Inc. in Coral Gables, Florida, from 2013 to … Continue reading
Can you recover losses due to recommendations by former Berthel, Fisher & Company Financial Services, Inc. broker Christopher Ordway (CRD# 4505062)? He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Phoenix, Arizona, from 2013 to 2018. … Continue reading
Former Wells Fargo Advisors Financial Network, LLC broker Michael Gibson (CRD# 4423740) is accused of unsuitable investment recommendations. He has been registered with Fidelity Brokerage Services LLC in Thousand Oaks, California, since 2017. He was registered with Strategic Advisers LLC … Continue reading
Erez Law is currently investigating Morgan Stanley broker Maury Lomax (CRD# 4389255) regarding stock losses. He has been registered with Morgan Stanley in Mobile, Alabama, since 2009. Maury Lomax Customer Complaints He has been the subject of two customer complaints … Continue reading
Cape Securities Inc. broker Danny Strain (CRD# 437903) is accused of misrepresentation. He has been registered with Cape Securities Inc. in Columbus, Georgia, since 2008. Danny Strain Customer Complaints He has been the subject of three customer complaints between 2022 … Continue reading