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Erez Law is currently investigating former Cetera Advisor Networks LLC financial advisor Mark Koehler (CRD# 2873947) regarding unsuitable trades in senior customer accounts. Koehler was registered with Kovack Securities Inc.in Chadds Ford, Pennsylvania from March 2015 to June 2017. Previously, … Continue reading
Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. financial advisor Robert Dagosta (CRD# 1903105) regarding unsuitable investment recommendations. Dagosta has been registered with Berthel, Fisher & Company Financial Services, Inc. in Center Valley, Pennsylvania from 2004. … Continue reading
Erez Law continues to investigate claims against former RBC Capital Markets, LLC financial advisor Paul Blum (CRD# 735003) regarding recommending speculative and unsuitable investment strategies concentrated in high risk “junk” oil and gas bonds tied to the energy sector. Blum … Continue reading
Erez Law is currently investigating brokers across the country in connection with losses sustained from participation in a $15 million oil and gas investment Ponzi scheme involving TexStar Energy Corp., Southern Energy Group Inc. and TennStar Energy Inc. In August … Continue reading
Erez Law is currently investigating former Newbridge Securities Corporation financial advisor Gerald Cocuzzo (CRD# 4047511) regarding securities fraud in relation to a $131 million stock manipulation scheme of ForceField Energy. Cocuzzo was registered with Newbridge Securities Corporation in Boca Raton, … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Peter Steege (CRD# 1060713) who faces multiple customer complaints. Steege has been registered with Western International Securities, Inc. in Denver, Colorado since 2002. Steege has been in the securities industry … Continue reading
Erez Law is currently investigating former Transamerica Financial Advisors, Inc. financial advisor Daniel Glick (CRD# 2175655) regarding scamming elderly investors out of millions of dollars. Glick was registered Transamerica Financial Advisors, Inc. in Orland Park, Illinois from 2012 to 2014 … Continue reading
Erez Law is currently investigating former Gilford Securities Incorporated financial advisor Jeremy Hare (CRD# 2593809) regarding use of discretion in customer accounts. Hare was registered with Gilford Securities Incorporated in Bala Cynwyd, Pennsylvania from 2011 to 2012, when he was … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor William Paynter Jr. (CRD# 2835535) regarding unsuitable and overconcentrated investments in the high risk oil and gas sector. Paynter has been registered with Wells Fargo Clearing Services, LLC … Continue reading
Erez Law is currently investigating former Pruco Securities, LLC financial advisor Winston Turner (CRD# 5965386) regarding falsified client information related to variable annuities. Turner was registered with Pruco Securities, LLC in Sarasota, Florida from 2013 to 2015, when he was … Continue reading