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Erez Law is currently investigating Revere Securities LLC financial advisor Brett Murphy (CRD# 2434384) regarding excessive and unsuitable trading of unit investment trusts (UITs). Murphy has been registered with Revere Securities LLC in Boca Raton, Florida since 2015. Previously, he … Continue reading
Erez Law is currently investigating former Credit Suisse Securities LLC financial advisor Joel Kassewitz (CRD# 1292709) regarding unsuitable investments. Kassewitz was registered with Wells Fargo Advisors, LLC in Coral Gables, Florida from January to May 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor David Fagenson (CRD# 1652012) regarding unsuitable and unauthorized trades. Fagenson has been registered with Newbridge Securities Corporation in Boca Raton, Florida since December 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating former WFG Investments, Inc. financial advisor Matthew Bell (CRD# 3091864) regarding unsuitable recommendations and misrepresentations related to a pump-and-dump scheme involved a medical education company and two other microcap stocks. Bell was registered with Securities … Continue reading
Erez Law is currently investigating former First Financial Equity Corporation financial advisor Robert Kerrigan Sr. (CRD# 268516) regarding participating in outside business activities. Kerrigan has been registered with First Financial Equity Corporation in Scottsdale, Arizona from 2008 to 2015. In … Continue reading
Erez Law is currently investigating former Capitol Securities Management, Inc. financial advisor Troy Baldridge (CRD# 2976766) regarding check fraud and stealing from customers. Baldridge was registered with Capitol Securities Management, Inc. in Glen Allen, Virginia from 2007 to 2016, before … Continue reading
Erez Law is currently investigating former Harbor Light Securities, LLC financial advisor Christopher Goslin (CRD# 1720162) regarding outside business activities. Goslin was registered with Harbor Light Securities, LLC in Tampa, Florida from 2012 to 2016. Previously, he was registered with … Continue reading
Erez Law is currently investigating former Caldwell International Securities financial advisor Alex Etter (CRD# 2981742) regarding unsuitable recommendations of an active trading investment strategy to his customers. Etter was registered with Caldwell International Securities in Englewood Cliffs, New Jersey from … Continue reading
Erez Law is currently investigating Newbridge Securities for losses sustained from investments in ForceField Energy Stock, which has a stock ticker of FNRG. Recently, a former client of Newbridge Securities filed a FINRA arbitration claim against Newbridge Securities for failure … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended investments in iPath S&P GSCI Crude Oil Total Return Index exchange traded note (ETN), traded on the stock exchange as OIL, and VelocityShares 3x Long Crude Oil ETN, … Continue reading