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Cetera Advisor Network LLC

Erez Law is currently investigating Cetera Advisors LLC financial advisor James Christopher Hayne (CRD# 3257845) regarding a large list of allegation, including unsuitable recommendations, failure to diversify, excessive commissions, excessive trading, unauthorized trading, fraud, negligence, breach of contract, and failure … Continue reading

Erez Law is currently investigating K.C. Ward Financial financial advisor Carlos Nestor Evertsz-Seda (CRD# 4757897). Erez Law represents a client who alleges that Evertsz-Seda recommended a reckless and unsuitable investment strategy dangerously concentrated in speculative and high risk stocks. Erez … Continue reading

RBC Capital Markets

Erez Law is currently investigating claims related to RBC Capital Markets, LLC broker Samuel Kluft Koltun (CRD# 1739664) regarding numerous customer complaints alleging that he recommended an overconcentrated portfolio of unsuitable Puerto Rico bonds. Koltun has been in the financial … Continue reading